Fractional CFO/Controller Services

Providing interim leadership and expertise to fill staffing gaps, manage seasonal demands, or support during transactions.

Services Include:

• Acting as interim CFO or Controller

• Financial strategy and planning

• Cash flow management

• Financial forecasting and budgeting

Financial Reporting Assistance

Expert support with SEC reporting, monthly management reports, regulatory filings, and more.

Services Include:

• SEC Reporting: 10-K, 10-Q, Proxy Statements, S-1, 8-K, Forms 3, 4, 5, 13-D, Form 144

• Monthly Reporting: Internal management and board reporting

• Regulatory Reporting: Call Report, FR Y-9, FR Y-6, FR Y-8, FR 2900, Summary of Deposits

• Coordination of regulatory audits and exams

Compliance Reviews and Reporting

Ensuring adherence to regulatory requirements and industry best practices.

Services Include:

• State and IRS filings

• SOC-1/SOC-2 Reviews

• PCI Compliance

• 401(k) annual testing and Form 5500 preparation

Design or Enhancement of Internal Controls, Policies, and Procedures

Strengthening your organization’s control environment to mitigate risks.

Services Include:

• Designing and documenting key controls for ICFR and operational risks

• Creating or enhancing policies and procedures

• Providing engaging training and education on rules, regulations, and stakeholder roles

Technical Accounting Expertise and White Papers/Memorandums

Guidance on complex transactions and new accounting standards.

Services Include:

• Preparing white papers and memorandums on significant transactions

• Implementing new accounting regulations (e.g., revenue recognition, leases, CECL)

Small Business Bookkeeping Services

Keeping your finances organized and up-to-date.

Services Include:

• Monthly bookkeeping

• Financial statement preparation

• Account reconciliations

Tax Preparation and Filing

Professional tax services for individuals, small businesses, and not-for-profits.

Services Include:

• Individual tax returns

• Small business tax returns

• Not-for-profit tax filings

Business Process Setup, Improvement, and Optimization

Streamlining operations and enhancing efficiency.

Services Include:

• ERP selection and implementation

• Setting up chart of accounts, banking/merchant services, month-end processes

• Establishing policies, procedures, controls, and best practices

• Automating and streamlining manual processes and reporting